Compliance

100% compliance certainty delivered

Less than 10% of crucial conversations are captured, stored, and accessible compliantly and efficiently - regulators require 100%.

Dubber ends not knowing. Modernising and capturing conversation for compliance - teams and leaders around the world can now gain 100% visibility, assurance and confidence. Reduce the cost and increase the efficiency of managing your Governance, Risk & Compliance (GRC) programs with a unified platform.

Discover how a leading Swiss private bank answered their compliance challenges in weeks

"We now have total visibility of all traders’ conversations, even when they’re working from home. The automated surveillance means we can immediately identify compliance breaches, reduce risk, and save time and money."

Chief Risk Officer, One of the largest private banks in Switzerland

Industries | Financial Services | Case Study | right

You’ll do more with Dubber

Unlock the power of conversational data at scale from every end-point. The applications of Dubber are virtually limitless.

Reduce costs

Move on from legacy call centre software and recording costs - switch to the cloud. Capture and manage all conversations and access more sources from a single window.

Regulatory compliance

How you record is as vital as what you record. Record and transcribe every client conversation to meet compliance mandates and respond instantly to audits and investigations. AI does the work to quickly surface risks and suspicious behaviours. Essential for RG 271, KYC, AML/CTF, GDPR and more.

Youll do more with dubber | Accelerate discovery

Rapid eDiscovery

Respond to audit, legal and regulatory requests quickly, easily and accurately. Search across unlimited parameters to retrieve conversations including metadata. As well as navigating through specific risks within (audio and text) video communications.

Instant risk alerting

Alerts, search and sentiment analytics based on AI-enriched keyword analysis detects misconduct, regulatory, corporate compliance, and conduct risks at scale across all voice content.

Youll do more with dubber | Monitor advice provided | icon | available from | icon

Demonstrate “Best Interests” & Dispute Resolution

Create an immutable record of best interests efforts and dispute resolutions. Real-time flagging of risks in customer satisfaction and sentiment. Eliminate costly investigations and third-party research.

Monitor advice provided

Use recordings of staff conversations to ensure advice provided to clients meets compliance requirements.

Coaching and training

Know what advisors, bankers and brokers are saying to customers and get the insights you need to motivate, retain and drive employee performance through coaching and training based on actual conversations and transcripts. Discover where revenue opportunities are being missed.

Youll do more with dubber | Connect to the hybrid workplace

Built for the hybrid workplace

Record all calls regardless of where employees are working - record straight from the network or application (such as mobile. Microsoft Teams, Zoom, and Cisco Webex) and integrate voice data with other data sets or dashboards.

Manage and protect data with ease

Unlimited and scaleable storage with legal hold and discovery. SEC 17A-4 archiving requires long-term retention and legal-hold for audio, video, collaboration chat, and more. Detect when private or sensitive information is shared within collaboration chat or video conferencing sessions. 17a-4, WORM compliant archive purpose-built for UCaaS platforms.

75% of conversations will be recorded by 2025

… and these capabilities will enable "the discovery of added organisational value or risk …
Gartner

Built for compliance

Reduce the cost of security and non-compliance. Unified Conversational Recording with integrated compliance storage and archive connectors. True AI, ML, and NLP automatically detect security, data loss, and compliance risks across video, voice, chat and content from any given form of communication.

Dedicated compliance team editions
Legal hold and protect
Complaint data storage and archival
API integration with compliance applications
Enforceable recording

Real-time data access and alerting for surveillance
Real-time compliance alerting and search

Dubber, a global leader in compliance and named RegTech Association RegTech of the Year 2021 , provides innovative compliance solutions to help businesses meet their regulatory compliance obligations and mitigate risk.

Learn more

Use Cases | Compliance Intelligence | built for compliance | right

What are your compliance requirements?

Regulators - from ASIC to FINRA, FCA, CFTC, and the SEC have detailed requirements for capturing, retaining, and effectively supervising business communications. Requirements that extend beyond traditional email and text-based communications to include audio, video, and collaboration data. Applying compliance, security, and supervision controls on these rapidly expanding business communication channels are a must-have for any financial institution.

Financial services firms were subject to over $150 million in communication monitoring fines in 2019.

GDPR, PCI, DSS: Securely record and store conversations & redact sensitive data
IDR RG 271: Identify dissatisfied customers. Alerts & workflows to respond quickly
AML/CTF ACT: Deep customer insights for KYC. Detect suspicious activity, respond & report
Best Interests Duty RG 273: Mortgage brokers can capture every customer conversation for proof of advice given
Anti Hawking: Records of every conversation. Monitor potential breaches of staff cross-selling insurance products.

SEC Rule 17a-4: Retain copies of all business communications sent and received in a non-rewritable, non-erasable format
FCA/MiFID II: Record telephone conversations and keep copies of electronic communications for 5 years, with the obligation to periodically monitor these records
FINRA Rule 3110: Supervise electronic communications related to the firm’s investment banking and securities business
FINRA Rule 4511: Store relevant records in a non-rewritable, non-erasable format

Similar mandates from regulators such as CFTC, IIROC, ASIC, and MAS, require the retention, storage, and supervision of electronic communications, including audio recordings.

Products | Security & Compliance | Secure your conversations | UCR

Let Dubber AI and NLP do the work

Dubber AI comes ready to run with the ability to develop AI training specific to your institution.

Industry-leading transcription with auto-language detection
AI-enriched sentiment, tone and emotion signals
Automate data loss and misuse monitoring - deep learning and ML-based policies that analyse the detection of leakage risks- ideal for customising company-specific policies

AI-powered alerts on risks move you beyond random sampling and transcript searches
Workflow automation for generating potential best action and processes based on conversational data